Securities & Investment Companies
With more than 500 securities dealers and investment companies as clients across the country, CPAmerica International member firms understand the intricacies of compliance with the complex laws and regulatory requirements that apply to your business. Our members can help you compete in a challenging environment.
Because our members share specialized knowledge and resources, you have access to the expertise of more than 70 large CPA and consulting firms nationwide. In addition, you can tap into the international expertise of more than 15,000 CPAs and consultants around the world through CPAmerica’s affiliation with Horwath International.
Our members have a long history of serving investment companies. Numbered among member clients are:
- Investment advisers
- Regulated investment companies
- General securities dealers
- Exchange members
- Direct participation broker/dealers
- Hedge funds
In addition to the traditional full-service accounting, auditing and tax planning and preparation services, our firms can assist you in the following areas:
- Business and management consulting
- Personnel and human resource issues
- Strategic planning
- Regulatory compliance and reporting
- Internal control testing
- Fraud prevention
- Litigation support
The highest purpose of CPAmerica members is to preserve the integrity, reputation and financial health of your company. Our members will work with you to ensure that you fulfill your obligations to the appropriate regulatory agencies while achieving your company’s goals.
